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3 Concordia L. Rev. 102 (2018)
Conviction beyond a Reasonable Suspicion: The Need for Strengthening the Factual Basis Requirement in Guilty Pleas

handle is hein.journals/concordia3 and id is 104 raw text is: 








  CONVICTION BEYOND A REASONABLE SUSPICION? THE NEED
  FOR  STRENGTHENING THE FACTUAL BASIS REQUIREMENT IN
                            GUTLTY   PLEAS

                            Myeonki   Kim*

       Does  the court, before accepting a guilty plea, check the accuracy of
the plea agreement in any significant way? This article addresses the issues
on judges  being unconcerned  or the inconsistent practice of guiding the
stages of guilty plea. The article further suggests that the judge should
carefully review its factual basis to avoid a wrongful guilty plea. Although
Rule 11(b) of the Federal Rule of Criminal Procedure requires the judges to
check the factual basis of the guilty plea, the rule is not paid much attention
to legal professionals. Setting the adversarial culture aside, the rule itselfhas
a structural problem not to be enforced properly during a plea colloquy.
Instead of revising the rule, this article proposes a newer interpretation to
induce judges more responsible to confirm the factual basis. This could be a
practical solution 1) to filter out an inaccurate pleading guilty, 2) to increase
the accountability of the prosecution in guilty plea, and 3) to help the
defendant make  more informed plea decisions.

INTRODUCTION.................................................103
I. THE QUESTIONABLE  PRACTICE  OF PLEA BARGAINING:  BY-PRODUCT   OF
ADVERSARIAL   EXCESSES       .............................................105
      A. The American  Way  of Plea Bargaining .................105
      B. Doubts Surrounding the Accurate Plea Bargaining Process.... 110
      C. The Limits of Existing Research   ................      ......114
II. A REALISTIC ALTERNATIVE:  REINVIGORATING  THE FACTUAL  BASIS
REQUIREMENT            ............................................ .....118
      A. The Factual Basis Requirement: Unnoticed Safeguard...............118
      B. Ways  to Reinvigorate the Factual Basis Requirement ................123
      C. How  It Would Work..............................129
III. REFUTING ANTICIPATED  COUNTERARGUMENTS         ...................134
      A. Concerns for Inertia of Adversary Philosophy.................134

* Clinical Professor, Korean National Police University. S.J.D., University of Wisconsin Law
School, 2017; LL.M.-LI, University of Wisconsin Law School, 2014; LL.B., Korean
National Police University, 2004. I would like to thank Professor Keith A. Findley and Carrie
Sperling for their helpful comments on the draft of this Article. I am also grateful to my
friend Alice Cho for her excellent editorial assistance. All errors are mine alone. This article
is part of my S.J.D. dissertation on the critical analysis of the American adversary system.