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                 No. 18-1501


                   IN THE

   *upreme court of tje Uniteb *tato


CHARLES  C. LIU AND XIN WANG A/K/A LISA WANG,
                                 Petitioners,

                     V.


    SECURITIES AND EXCHANGE  COMMISSION,
                                 Respondent.


        On  Writ of Certiorari
to the United States Court  of Appeals
         for the Ninth Circuit


         JOINT   APPENDIX


MICHAEL K. KELLOGG
Counsel of Record
GREGORY G. RAPAWY
BENJAMIN S. SOFTNESS
JULIA L. HAINES
KELLOGG, HANSEN, TODD,
FIGEL & FREDERICK,
P.L.L.C.
1615 M Street, N.W.
Suite 400
Washington, D.C. 20036
(202) 326-7900
(mkellogg@kellogghansen.com)
Counsel for Petitioners


NOEL J. FRANCISCO
Solicitor General
  Counsel of Record
MALCOLM  L. STEWART
Deputy Solicitor General
VIVEK SURI
Assistant to the Solicitor
  General
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
(SupremeCtBriefs@usdoj. gov)
Counsel for Respondent


December 16, 2019

        (Additional Counsel Listed On Inside Cover)

PETITION FOR A WRIT OF CERTIORARI FILED: MAY 31, 2019
          CERTIORARI GRANTED: NOV. 1, 2019