Brief for Equity Dealers of America as Amicus Curiae Supporting Petitioners V. 1

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1 [i] (2017)

handle is hein.preview/prvwbeqd0001 and id is 1 raw text is:

No. 17-130

IN THE
*uprzmne (Tfurt of t1e Uniteb 'tatrt

RAYMOND J. LUCIA AND RAYMOND J.
LUCIA COMPANIES, INC.,

Petitioners,

V.

SECURITIES AND EXCHANGE COMMISSION,

Respondent.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT
OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT

BRIEF FOR EQUITY DEALERS
OF AMERICA AS AMICUS CURIAE
SUPPORTING PETITIONERS

ILANA H. EISENSTEIN
Counsel of Record
ETHAN H. TOWNSEND
MARK KASTEN
DLA PIPER LLP (US)
One Liberty Place
1650 Market Street, Suite 4900
Philadelphia, PA 19109
(215) 656-3300
ilana.eisenstein@dlapiper.com

CounselfornAmicus Curiae

279228

COUNSEL PRESS
(800) 274-3321 � (800) 359-6859