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28 U. Pa. J. Const. L. 1 (2026)

handle is hein.journals/upjcl28 and id is 1 raw text is: 















       ADJUDICATIVE RETROACTIVITY AND CONSTITUTIONAL SAFE
                                            HARBORS



                                      Adam B. Thimmesch*

     The Supreme  Couit' retroactivity doctrine, together with much ofthe accompaniing   legal scholarhip, has
     increasingl' treated federal adjudication a. necessarily retroactive. But that understanding emerged lagel' in the
     ntext ofa  constitutional history marked by the expansion of'individual rights and by correponding limits on
     governmentpower. This Article addresses the opposite settirg: cases in which the Court overrules precedent that
     had protected conduct, thereby eliminating a constitutional safe harbor' and expanding the scope of individual
     liability. Retroactivity in this context raises distinctive concerns, includiro threat. to Rule of Law value~,
     individual liberty, and the intitutional legitimacy of the Court itself  The mere rik ofretroactive liability can
     also be weaponized b government actors to chill the exercise of recognized rights 1mor to any interpretive change
     by the Court.


     This Article repond to those harm. by exploring thefailure ofthe exiting doctrine and cholarhip to accountpr
     the unique iues raied by the los. of contitutional .safe harbors. It alo dicuse   the conequences of that
     omision, including an overreliance on remedial doctrines that are inadequate to address the retroactivity risk. The
     Article,then advae., to omplementar; theoie. fr lm iting retroacti.ity in thee crum<an e.. Firt, it argue
     that|uni;pr   . i  adiation  in thi. <tory ofcae. is both co itet wmth th< npitive lawand normativeIy
     jijn<| ed  <ecnd    it nt<nij. a du roce.. right rooted in fai rnotic  rinciple. that hie l i. nv als from
     retroactive civil liability when their conduct was con.stitutionally protected at the time it occurred. The Article thus
     offers a more complete view of adjudicative retroactivity-one that accounts for both the expanion and erosion of
     constitutional protections.


                                    TABLE OF CONTENTS


INTRODUCTION........................................................................................             2


I. RETROACTIVITY UNDER                 U.S.   LAW   .........................................................8
         A.  Introductory       Terminology..................................................................   11
         B.  Developing   Notions   of M  andatory   Adjudicative   Retroactivity.................  13
         C. The Rise of M       andatory  Retroactivity   in Civil  Cases........................... 16


II. THE RETROACTIVITY RISK                  ..................................................................21
         A.  Retroactivity   Weaponized .....................................................................23



      https://doi.org/ 10.58112/jcl.28-1.1.
      Margaret  R. Larson  Professor of Law, University of Nebraska  College of Law.   I want to extend
      thanks to many  generous  colleagues for their assistance throughout this project. Special thanks go
      particularly to Eric Berger,Jessica Shoemaker, Kyle Langvardt, DanielleJefferis, BrandonJohnson,
      Bradley Joondeph,   and the participants at the University of Nebraska of Law  Summer   Research
      Colloquium   and the Constitutional Law  Colloquium  at Florida State University. Thank  you also
      to Matt Novak  for his research assistance.


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