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54 SEC Docket 1 (1993)

handle is hein.journals/secdoc54 and id is 1 raw text is: SEC DOCKET Volume 54, No. 1 May 21, 1993 RELEASES IN THIS VOLUME PAGE Securities A ct 6998-- - - .0 . ... ....................................................... 2 Securities Exchange Act 3224- ',-12-6 ............................................ 13 Public Utility Holding Company Act 25806-2580-. ......................... -7 Trust Indenture A ct 230-. ............................................................. 80 Investment Advisers Act 11-0-112 ................................ 80 Investment Company Act 19444- 19463 ................ ...................... 83 L itigation 13626- 13628 ................................................................ 107 International Series 540- 544 ........................................................ 111 This listing co% ers releases issued from 4 10 93-5 6 93. This listing does not affect the legal status of any document published in this issue. The SEC Docket Index for Voume 53 wi! follow thiS i-su e SIGNIFICANT ITEMS PROPOSED AND FINAL RULES 33-6998 This document contains corrections to the interim rules that ere published Thursday. March 18. 1993 (58 FR 14628). Those rules relate to the implementation of the Electronic Data Gathering. Anal sis and Retrieval S stem ........................................... 33-6999 The Commission solicits comment on exceptions to Rules lOb-6. S-19-93 10b-7 and 10b-8 under the 1934 Act in connection xvith distributions of securities of foreign issuers eligible for resale pursuant to Rule 144A under the 1933 Act made exclusi\ e!y to qualified institutional buyers in the United States ............................................... 34-32256 The Commission solicits comments on a broad range of questions S-11-93 regarding the capital standards imposed by the Net Capital Rule. Rule 15c3-1 under the 1934 Act. on broker-dealer participation in the derivative products market ................................ COMMERCEXLEARING, HouSE, INC., 4025 West Peterson Avenue Chicago, Illinois 60646