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48 SEC Docket 1 (1991)

handle is hein.journals/secdoc48 and id is 1 raw text is: SEC DOCKET 17. Volume 48, No.1 February 7, 1991 RELEASES IN THIS VOLUME PAGE Securities Exchange Act 28801- 28822 ............................... 2 Public Utility Holding Company Act 25245-25246 .................... 48 Investment Company Act 17955-17958 ............................. 51 Litigation 12759- 12767 ............................................ 63 Accounting & Auditing Enforcement 287-288 ........................ 69 This listing covers releases issued from 1/18/91-1/24/91. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS 34-28810 THE STUART-JAMES CO., INC., ET AL. The Commission issued an order denying respondents' motions to dismiss these administrative proceedings; disqualify those commis- sioners who accepted an offer of settlement from Thomas R. Meinders, formerly a respondent herein; foreclose proposed testimony by Mein- ders; and compel production of all internal staff memoranda and ex parte communications between the staff and the Commission con- cerning Meinders' settlement. Commissioner Fleischman concurred in the result and wrote a separate concurring opinion. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-28802 34-28805 34-28812 34-28815 34-28803 34-28806 34-28813 34-28816 34-28804 34-28807 34-28814 34-28818 34-28819 COMMERtCE, CLARING HouSE, INC.. o u~........v Setting the standard since 1913 4025 West Peterson Avenue Chicago, Illinois 60646