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41 SEC Docket 1 (1988)

handle is hein.journals/secdoc41 and id is 1 raw text is: SEC DOCKET -I Volume 41, No. 1 June 15, 1988 SIGNIFICANT ITE RULES 33-6778 OPINION 34-25768 MS Solicitation of comments on proposed amendments to Regulations 13A and 15D under the Securities Exchange Act of 1934 and Rule 30bl-3 under the Investment Company Act of 1940 that would revise the reporting and filing requirements for an issuer that changes its fiscal year end and for a successor issuer with a different fiscal year from its predecessor. [S7-8-88] ......................................... LAV VRENCE FEIN Where officer of member of national securities exchange made material misstatements in response to questions posed by the exchange during an investigation of possible insider trading, held, exchange's findings of violation and the sanctions it assessed affirmed .................... RELEASES IN THIS ISSUE PAGE Securities A ct 6778 ................................................. 2 Securities Exchange Act 25760- 25781 ............................... 26 Public Utility Holding Company Act 24654 ............................ 45 Trust Indenture Act 2169- 2171 ..................................... 46 Investment Company Act 16414-16421 .............................. 47 Litigation 11749- 11758 ............................................ 60 Accounting and Auditing Enforcement 192-193 ....................... 64 Corporate Reorganization 373- 374 .................................. 70 Securities Investor Protection Act 146 ................................ 71 This listing covers releases issued from 05/27/88-06/02/88. This listing does not affect the legal status of any document published in this issue. COMMEnCECLEAMNG, HOUSE, INC Setting the standard for 75 years 4025 West Peterson Avenue Chicago, Illinois 60646