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18 SEC Docket 1 (1979-1980)

handle is hein.journals/secdoc18 and id is 1 raw text is: RELEASES IN THIS ISSUE PAGE Securities Act 6102 ............. 2 Securities Exchange Act 16080 - 88 ......... 4 Public Utility Holding Company Act 21172-80 ......... 14 Investment Company Act - 10809 - 25 ......... 25 Litigation 8832 - 33 ........ 57 Staff Accounting Bulletin - 34 ............. 58 This listing covers releases issued from 8/3/79 - 8/9/79 This listing does not affect the legal status of any document published in this issue. SEC DOCKET INDEX VOLUME FOUND IN DOCKET Vol. V, No. 15 Vol. V, No. 16 Vol. VI, No. 3 Vol. VI, No. 15 Vol. VI, No. 20 Vol. VII, No. 8 Vol. VIII, No. 15 Vol. IX, No. 11 Vol. X, No. 11 Vol. XI, No. 9 Vol. XII, No. 12 Vol. XIII, No. 11 Vol. XIV, No. 12 Vol. XV, No. 12 Vol. XVI, No. 10 Vol. XVII, No. 7 DATED 12/3/74 12/10/74 1/8/75 4/22/75 5/28/75 7/22/75 1/28/76 5/18/76 10/5/76 2/8/77 7/19/77 11/29/77 4/25/78 9/12/78 1/16/79 5/15/79 SIGNIFICANT ITEMS ANNOUNCEMENTS SAB-34 Deletion of Staff Accounting Bulle- tin No. 5 (Topic 5-F) Exchanges of Assets Between Debtors and Creditors RULES The following releases relate to self-regulatory rule proposals and/or adoptions 34-16081 34-16082 34-16083 34-16086 34-16084 34-16080 SOLICITATION OF PUBLIC COM- MENT ON A PROPOSED RULE AMENDMENT PROVIDING THAT ANNUAL ASSESSMENTS FOR NON- MEMBER BROKER-DEALERS BE COMPARABLE TO ASSESSMENTS IMPOSED UPON MEMBERS OF A REGISTERED NATIONAL SECURI- TIES ASSOCIATION AND PRO- POSED INFORMATION AND AS- SESSMENT FORM FOR NONMEM- BER BROKER-DEALERS ESTAB- LISHING ANNUAL ASSESSMENTS FOR THE CURRENT FISCAL YEAR [File No. S7-794-Comment Period Expires 9/7/79] .................... IC-10809 EXEMPTIONS FOR CERTAIN IN- VESTMENT ADVISERS AND PRIN- CIPAL UNDERWRITERS OF INVEST- MENT COMPANIES [File No. S7-795 -Comment Period Expires 10/5/79].. SEC DOCKET/1 m m