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116 SEC Docket 1 (2018)

handle is hein.journals/secdoc134 and id is 1 raw text is: SEC DOCKET Volume 116, Issue No. 1 October 9, 2018 Releases in this Volume Release No. Page Securities Act of 1933: 10303-10305 ............................3 Securities Exchange Act of 1934: 79972-80023*...................17 Trust Indenture Act of 1939: 2515..............................211 Administrative Proceeding: 4588-4597.........................211 Investment Advisers Act of 1940: 4640-4648.....................215 Investment Company Act of 1940: 32468-32475...................229 Initial Decisions (AU): 1107-1108............................238 Litigation Release: 23742-23 747............................... 242 *The amendment to release 34-80004 appears in the listings below. This listing covers releases issued February 6, 2017 - February 10, 2017. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-79975 34-79976 34-79978 34-79979 34-79981 34-79982 34-79983 34-79984 34-79988 34-79989 34-79993 * 34-79994 34-79995 34-79996 34-79998 34-79999 34-80002 34-80003 34-80004A 34-80007 34-80008 34-80009 34-80011 34-80012 34-80013 34-80014 34-80015 34-80017 .34-80018 34-80019 34-80020 34-80021 34-80022 Wolters. K2uwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 0 ,Woters'K~uwer' 800 344,373A www.WoltersKluwerLR.com