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106 SEC Docket 1 (2014)

handle is hein.journals/secdoc114 and id is 1 raw text is: SEC DOCKET Volume 106, Issue No. 1 Part-i January 20, 2014 Releases in this Volume Release No. Page Securities Act of 1933: 9399 ..................................... 3 Securities Exchange Act of 1934: 69314-69350 ..................... 3 This listing covers releases issued from 4/5/2013 - 4/11/2013. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEM FINAL RULE 34-69359 S7-02-12 Identity Theft Red Flags Rules The following adoptions: 34-69315 34-69320 34-69324 34-69330 34-69334 34-69338 34-69342 releases relate to self-regulatory organization rule proposals and/or 34-69317 34-69321 34-69325 34-69331 34-69335 34-69339 34-69343 34-69318 34-69322 34-69328 34-69332 34-69336 34-69340 34-69344 34-69319 34-69323 34-69329 34-69333 34-69337 34-69341 34-69350 Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 800 344 3734 wolterskluwerlb.com .Wolters Kluwer Law & Business