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104 SEC Docket 1 (2013)

handle is hein.journals/secdoc110 and id is 1 raw text is: SEC DOCKET
Volume 104, Issue No. 16 Part 1
July 15, 2013
Releases in this Volume
Release No.                                                        Page
Securities Exchange Act of 1934: 68042-68070 .................. 3131
This listing covers releases issued from 10/12/12-10/18/2012
SIGNIFICANT ITEM
PROPOSED RULE
34-68071         Capital, Margin, and Segregation Requirements for
S7-0812          Security-Based Swap Dealers and Major Security-Based Swap
Participants and Capital Requirements for Broker-Dealers
This listing does not affect the legal status of any document published in this issue.
The following releases relate to self-regulatory organization rule proposals and/or
adoptions:
34-68042            34-68043            34-68044             34-68045
34-68047            34-68049            34-68051             34-68052
34-68053            34-68055            34-68056             34-68057
34-68058            34-68065            34-68066             34-68067
34-68068            34-68069            34-68070

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