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104 SEC Docket 1 (2013)

handle is hein.journals/secdoc109 and id is 1 raw text is: SEC DOCKET Volume 104, Issue No. 1 April 1,2013 Releases in this Volume Release No. Page Securities Act of 1933:9331-9332 ............................... 3 Securities Exchange Act of 1934: 66868A ........................... 8 Securities Exchange Act of 1934:67309-67359 ..................... 9 Investment Advisers Act of 1940:3427 ............................ 151 Investment Company Act of 1940:30124-30129 ................... 151 Litigation: 22407-22410 ..................................... 165 Administrative Proceedings Rulings: 709 .......................... 167 Initial Decision: 463 .......................................... 168 This listing covers releases issued from 6/29/2012-7/5/2012. This listing does not affect the legal status of any document published in this issue. *See Docket Volume 103 No. 20 for Release No. 3467324. SIGNIFICANT ITEMS OPINIONS 34-67312 Calais Resources, Inc. 34-67313 Citizens Capital Corp. INITIAL DECISION ID463 Proelite, Inc. The Initial Decision may be appealed by the Commission. The following releases relate to self-regulatory organization Rule proposals and/or adoptions: 34-67314 34-67315 34-67316 34-67317 34-67318 34-67319 34-67320 34-67321 34-67322 34-67323 34-67325 34-67326 34-67328 34-67331 34-67332 34-67333 34-67336 34-67339 34-67340 34-67342 34-67343 34-67344 34-67345 34-67346 34-67347 34-67351 34-67352 34-67353 34-67354 34-67355 34-67356 34-67357 Wolters KIuwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 BWinesK 800 344 3734 Law & Business woitersduwerlb.com