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39 Pol'y Stud. J. 1 (2011)

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The Policy Studies Journal, Vol. 39, No. 1, 2011








The   Design and Promise of the Institutional Analysis

and   Development Framework

William  Blomquist and Peter deLeon

    In September 2009, Peter deLeon  and Christopher Weible, co-editors of this
journal, approached Dr. Elinor Ostrom with the suggestion that she identify a list of
authors who  would  contribute to a state-of-the-art report on the Institutional
Analysis and  Development  (IAD) Framework   that had been  formulated over a
number  of years by Dr. Ostrom and her colleagues at Indiana University's Workshop
in Political Theory and Policy Analysis. The co-editors suggested that while there was
a sizable literature on the IAD, it was circulated within the policy community, and it
was not as well disseminated and utilized as should be the case. Dr. Ostrom agreed
and proposed  a program to develop a series of articles, which included a two-day
seminar at the School of Public Affairs, University of Colorado Denver. These articles
were then subjected to the journal's peer review process. The revised manuscripts
were  given a second presentation at the 2009 meeting of the American Political
Science Association. This issue of the Policy Studies Journal reflects these activities.
This Introduction briefly comments on the individual articles as well as suggests
avenues for the continued refinements of the IAD.
    Elinor Ostrom's Background  on the Institutional Analysis and Development
Framework   (Ostrom, 2011 this issue) is an exceptional primer for readers who
are curious about-but not especially well acquainted with-how  the IAD frame-
work  developed  and what  are its major elements. One should pay particularly
close attention to the terms Ostrom uses and the way her ideas and concepts are
articulated with care and precision. The essay An Introduction to the IAD and
the  Language  of  the Ostrom   Workshop:   A  Simple  Guide  to  a  Complex
Framework-prepared by Michael McGinnis and included in this issue as an
appendix-is  an equally valuable resource for readers who may already be familiar
with the IAD framework  but could use a concise exposition of it and a reference
guide for particular components of it.
    As with  any framework,  IAD's primary value lies in providing a means of
organizing inquiry into a subject and a set of variables to examine-or at least a set
of questions to ask. It does not tell us what will happen, and it does not tell us
whether what happened  was necessarily good or bad. Primarily, the IAD framework
assists us in clarifying what to think about when we are observing a phenomenon


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