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20 Governance: An Int'l J. Pol'y, Admin, & Institutions 1 (2007)

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Introduction: Understanding Public Policy through
Its Instruments-From the Nature of Instruments to
the  Sociology of Public Policy Instrumentation

PIERRE  LASCOUMES* and PATRICK LE GALES**


   Public policy instrumentation and its choice of tools and modes of operation
   are treated either as a kind of evidence (governing means  making
   regulations, taxing, entering into contracts, communicating, etc.) or as if
   the questions it raises (the properties of instruments, justifications for
   choosing them, their applicability, etc.) are part of a rationality of methods
   without any  autonomous  meaning.  This paper aims  to explain the
   significance ofa political sociology approach to public policy instruments
   in accounting for processes of public policy change: (1) public policy
   instrumentation is a major issue in public policy, since it reveals a (fairly
   explicit) theorization of the relationship between the governing and the
   governed: every instrument constitutes a condensed form of knowledge
   about social control and ways of exercising it; and (2) instruments at work
   are not neutral devices: they produce specific effects, independently of the
   objective pursued (the aims ascribed to them), which structure public policy
   according to their own logic.

Policy instruments, often analyzed as peripherical in the understanding
of public policy, are back in favor. In Europe for instance, the EU White
Paper on Governance (Commission  of the European Communities   2001)' is
a remarkable  example   of the somewhat   naive expectations  raised by
new  or innovative policy instruments of improvements  in the effec-
tiveness and democratization of this polity. In the United States, the major
book  edited by L. Salamon in 2002, The Tools of Government, A Guide to the
New   Governance  (Salamon  2002), provides  a clear and  authoritative
account of the importance  of policy instruments in understanding  con-
temporary  governance.  The  issue of public policy instruments  is still
relatively little explored by academic analysts. However, a tradition of
such  research exists in the United States (on instruments of economic
regulation), in the United Kingdom  with Christopher Hood's  important
work  (Hood  1986), and in the Netherlands (Kickert, Klijn, and Koppenjan
1997). Hood's article in this issue surveys the literature and typologies of

*CNRS/CEVIPOF  po Paris
**CNRS/CEVIPOF Sciences po Paris
Governance: An International Journal of Policy, Administration, and Institutions, Vol. 20, No. 1,
January 2007 (pp. 1-21).
@ 2007 The Authors
Journal compilation @ 2007 Blackwell Publishing, 350 Main St., Malden, MA 02148, USA,
and 9600 Garsington Road, Oxford, OX4 2DQ, UK. ISSN 0952-1895