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13 Governance: An Int'l J. Pol'y, Admin, & Institutions 1 (2000)

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Introduction


DAVID   P. DOLOWITZ


This collection of articles is a contribution to the developing literature
surrounding  the concept of policy transfer. While the process of policy
transfer is not new, it is increasingly drawing the attention of scholars
across a wide range of academic disciplines. For example, Hada (1959)
clearly illustrates the interaction between voluntary and coercive ele-
ments  (this distinction is explored below, p. 3) in the spread of ideas,
policies and programs  across Europe and  the Middle East during the
Hellenistic period. Similarly, Waltman (1980) shows how the develop-
ment  of the American  income  tax system during  the Civil War  was
shaped by policy transfer from Europe.
   While policy transfer has existed as long as organized government,
part of the rise in academic interest in policy transfer over the past two
decades springs from the increasing occurrence of the phenomenon. Over
the past two decades, as global forces increasingly impact on individual
states and as technological advances have made it easier and faster for
policy-makers to communicate with each other, the occurrences of policy
transfer have increased. A few examples drawn almost at random  from
the areas of public policy, political development and democratization are
illustrative.
   In the field of public policy the transfer of welfare policies and pro-
grams  from the United States to Britain presents an excellent example.
Indeed, Dolowitz  (1997, 1998) shows how  much  of the Conservatives'
welfare-to-work program  was transferred from the U.S., often with little
change. What  is more, these programs  have subsequently been  trans-
ferred from Britain to Denmark and may be adopted by a number of other
European  Union governments.
   In the field of political development, conditionality results in policy
transfer. So, as a condition of approving a loan, the International Mone-
tary Fund often requires that a recipient country pursue particular eco-
nomic policies. Since the early 1980s these have been broadly neo-liberal
economic  prescriptions, involving cuts in public expenditure and the
increased use of the market.
   Finally, in the democratization field the case of constitution-building
offers another excellent example of policy transfer, again with a number of
iterations. So, for example, the Spanish constitution, particularly the sec-
tions dealing with the roles of the prime minister, the legislature and the



Governance: An International Journal of Policy and Administration, Vol. 13, No. 1, January 2000
(pp. 1-4). @ 2000 Blackwell Publishers, 350 Main St., Malden MA 02148, USA, and 108 Cowley
Road, Oxford, OX4 1JF, UK. ISSN 0952-1895