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49 Fla. St. U.L. Rev. Online [1] (2022)

handle is hein.journals/fsuon49 and id is 1 raw text is: 





                  PATENT   EXAMINATION AND EXAMINER INTERVIEWS



                                         S. SEAN TUl




                                         ABSTRACT
     Examiner  interviews are one of the most powerful tools to help both inventors and examiners
understand  and overcome  specific issues during prosecution. Direct discussions between an
applicant and an examiner  can help bridge the gap between misunderstandings  of prior art, the
invention, or statements in the specification. When used correctly, examiner interviews can
dramatically decrease the time in prosecution and help applicants quickly reach a final
disposition. This paper reviews approximately 1.1 million patent applications corresponding to
every patent application with an examiner interview between 2007 and June 2020 to determine
the effectiveness of examiner interviews. This study establishes that examiner interviews
dramatically decrease the number  of Office Actions needed to reach a final disposition (allowance
or abandonment).



INTRODUCTION        ............................................................................................................................... 2

I.   INTERVIEW  PRACTICE............................................................................................................. 4

  A.   General Information About Interview Practice .................................................................... 5
  1.   Interview Basics ....................................................................................................................... 5
  2.   Tim ing of Interview .................................................................................................................. 5
  i.   R outine R equests...................................................................................................................... 6
  ii.  Special R equests....................................................................................................................... 6
  3.    Who Can Request An Interview ............................................................................................ 7
  i.   Applicant-Initiated Interviews .............................................................................................. 7
  ii.  Examiner-Initiated Interviews............................................................................................... 8
  4.    Who Can Participate in An Interview .................................................................................... 8
  5.   Interview Best Practices .................................................................................................... 8
  B.   Streamlining Access to Interview Practice............................................................................. 9
  1.   Automated  Interview Request (AIR) Tool........................................................................... 10
  2.   Technology  Center Interview Specialists ............................................................................. 10
  C.    USPTO  Incentives for Interview Practice ........................................................................... 10

H.     THE  DATASET  AND  RESULTS  ......................................................................................... 11


1 Professor, West Virginia University College of Law. The data for this work was provided by PatentAdvisor.com. This work
was funded in part by the generous support of the West Virginia University College of Law Hodges Research Fund. Sincere
thanks to the many readers who offered comments on earlier drafts, including Mark Lemley, Jake Lindford, Anne Lofaso and
workshops at the Campbell Law School and the 18th Annual Works-in-Progress Intellectual Property Colloquium.