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B-323792 1 (2013-01-23)

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L GAO
        Accountablty *Integrity * Reliability
United States Government Accountability Office
Washington, DC 20548


          B-323792

          January 23, 2013

          The Honorable Robert Aderholt
          Chairman
          Subcommittee on Agriculture, Rural Development,
          Food and Drug Administration, and Related Agencies
          Committee on Appropriations
          House of Representatives
          The Honorable Jack Kingston
          House of Representatives

          Subject: Commodity Futures Trading Commission-Reprogramming Notification

          This responds to the August 1, 2012 request for our legal opinion regarding whether
          the Commodity Futures Trading Commission (CFTC) complied with reprogramming
          notification requirements when it eliminated the positions of two administrative law
          judges (ALJs) and their associated support staff and terminated one of the ALJs
          through a reduction-in-force (RIF).' Specifically, section 730 of the Agriculture,
          Rural Development, Food and Drug Administration, and Related Agencies
          Appropriations Act, 2012 (Act)2 requires CFTC to notify the appropriations
          committees prior to obligating or expending funds through a reprogramming to
          undertake certain enumerated activities.



          1 The letter requesting our legal opinion referred to reprogramming requirements of
          section 712 of the Agriculture, Rural Development, Food and Drug Administration,
          and Related Agencies Appropriations Act, 2010, as extended to fiscal year 2011 by
          the Full-Year Continuing Appropriations Act, 2011. See Pub. L. No. 111-80,
          123 Stat. 2090, 2120 (Oct. 21, 2009); Pub. L. No. 112-10, div. B, 125 Stat. 38, 102
          (Apr. 15, 2011). However, as we developed the factual record for this opinion, we
          learned that CFTC consummated the RIF in fiscal year 2012. Accordingly, the
          applicable reprogramming requirement is contained in section 730 of Pub. L.
          No. 112-55, which imposes substantially similar notification requirements as
          section 712 of Public Law 111-80.


2 Pub. L. No. 112-55, 125 Stat. 552, 553, 585 (Nov. 18, 2011).