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Congressional Research Service
Informing the legislative debate since 1914


                                                                                                    April 25, 2019

NPV-The National Popular Vote Initiative: Proposing Direct

Election of the President Through an Interstate Compact


Ori gns
The National Popular Vote (NPV) Initiative is a
nongovernmental  advocacy campaign that promotes direct
popular election of the President and Vice President
through an agreement among states, the National Popular
Vote Interstate Compact (for additional information, see
CRS  Report R43823, The National Popular Vote (NPV)
Initiative: Direct Election of the President by Interstate
Compact).

NPV's  origins can be traced to the 2000 presidential
election. In that contest, Republican nominee George W.
Bush won  the presidency with a majority of 271 electoral
votes to his Democratic opponent Al Gore Jr.'s 266, but
Gore received 537,209 more popular votes nationwide than
his opponent. This outcome, sometimes referred to as an
electoral college misfire, particularly by opponents of the
system, occurred because (1) the Constitution requires a
majority of electoral votes, not popular votes, to win; and
(2) most states award electoral votes on a winner-take-all
basis-the popular vote winner takes all the state's electoral
votes, while none are allocated to the runner-up. It is
therefore possible to win the presidency by winning in
states that control an electoral vote majority, while the
opposing candidate wins more popular votes nationwide,
but fewer votes in the electoral college.

While the potential for a candidate to be elected with a
majority of electoral votes but fewer popular votes than his
or her opponent is an inherent characteristic of the electoral
college system as it exists today, the 2000 presidential
election result was the first such occurrence since 1888.
Combined  with a contentious legal struggle over results in
the electorally decisive state of Florida, the process revived
criticism of, and concerns about, the existing procedures.
Critics argued the electoral college system was
fundamentally undemocratic because it could elect a
President who won fewer popular votes than his or her
opponent (for additional information, see CRS Report
RL3261  1, The Electoral College: How It Works in
Contemporary  Presidential Elections). It should, they
asserted, be replaced by direct popular election, which they
claim guarantees the candidate who wins the most popular
votes also wins the presidency. Defenders countered with
arguments based on tradition, federalism, and the
moderating influence of the electoral college system. In the
late 20th century, Congress considered constitutional
amendments  to establish direct election or reform the
electoral college, but none of the proposals met the first
constitutional requirement for an amendment, approval by a
two-thirds vote in both houses of Congress, which must
precede submission of an amendment to the states for
ratification (for additional information, see CRS Report
                                           https://crsreport


R43824,  Electoral College Reform: Contemporary Issues
for Congress). Dissatisfaction with the 2000 election
prompted  exploration by public interest groups and
nongovernmental  organizations into potential alternative
procedures  that could establish effective direct popular
election without having to meet the rigorous constitutional
requirements for an amendment. These efforts ultimately
led to the NPV, which its supporters introduced in 2006.

How the NPV Would ork
The  NPV  Initiative proposes an interstate compact, an
agreement  among  the states that would effectively achieve
direct popular election of the President and Vice President
without  a constitutional amendment. Each state that joins
the NPV   agrees to appoint electors pledged to the
candidates who  won the nationwide popular vote. Election
authorities in the member states would count and certify the
vote, which would be aggregated and certified as the
nationwide  popular vote. Member state legislatures would
then  appoint the slate of electors pledged to the nationwide
popular  vote winner. They would do this regardless of who
won  the popular vote in their state. The compact would
come  into effect only if its success were assured-that is,
only  after states controlling a majority of electoral votes
(270  or more) had joined the compact. States could
withdraw  from the compact, but if they did so within six
months  of a presidential election, the withdrawal would not
take effect until after that election.

The  NPV  Initiative relies on the Constitution's grant of
broad  authority over presidential electors to the states.
Article II, Section 1, authorizes them to appoint presidential
electors in such Manner as the Legislature thereof may
direct....  Although presidential electors in every state have
been  chosen by popular vote since 1864, this practice is not
expressly required by Article II. As a result, NPV advocates
maintain  that changing the mode of election from the voters
to the state legislatures, based on the national popular vote,
complies  with the Constitution.

National Popular Vote Inc., a California-based nonprofit
corporation established in 2006, publicizes the NPV and
promotes  and manages  a nationwide campaign to gain state
participation.

Debate Over the NPV
In  addition to guaranteeing that the candidates winning the
most  popular votes would always win the presidency,
proponents  claim that under NPV, candidates would
campaign  more  widely, instead of focusing resources and
candidate time on battleground states, and would direct
greater attention to issues relevant to other parts of the
country. Opponents  assert that NPV would diminish the
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