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handle is hein.crs/govepih0001 and id is 1 raw text is: Congressional Research Service
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July 1, 2024
Skinny Labels for Generic Drugs Under Hatch-Waxman

New brand-name drugs are often protected from generic
competition by patents. In general, a drug manufacturer
intending to market a generic version of a brand-name drug
must either wait for those patents to expire or challenge the
validity or applicability of the patents in court.
While some drug patents cover the active ingredient itself,
other patents cover different things related to the drug, such
as a method of using the drug. When some methods of
using a drug are still patented but other uses are not, the
Hatch-Waxman Act of 1984 (P.L. 98-417) provides a
special process to allow limited generic entry before patent
expiration. This process-sometimes called Hatch-
Waxman's skinny-label provisions-allows a generic
manufacturer to seek approval from the U.S. Food & Drug
Administration (FDA) only for approved uses of the drug
no longer protected by patents. This In Focus provides
background on the skinny-label provisions.
New and       ener Drug Approval
All new drugs must be approved by FDA before they can
be marketed or sold in the United States. New drugs are
generally approved by FDA through a new drug application
(NDA). To obtain FDA approval, NDA sponsors typically
conduct clinical trials to demonstrate a drug's safety and
effectiveness-a costly and time-consuming process. NDA
sponsors must also submit proposed labeling for the drug
for FDA's approval, including the approved indications for
use of the drug (e.g., the diseases or conditions that the drug
is approved to treat). Although FDA approves new drugs
for specific indications, physicians may still prescribe an
approved drug off label to treat other indications that
FDA has not reviewed for safety and effectiveness.
To encourage generic drug entry, Hatch-Waxman created a
separate pathway for FDA approval through abbreviated
new drug applications (ANDAs). ANDA filers need only
show that their product is pharmaceutically equivalent and
bioequivalent to an FDA-approved drug with the same
active ingredient (such that the new drug can be expected to
have the same therapeutic effect). As a result, generic drug
manufacturers need not conduct their own clinical trials on
safety and efficacy, and often sell the drug at lower prices.
ANDA filers must also propose labeling for the generic
drug, which generally must be identical to the referenced
brand-name drug's labeling.
Pharmaceutca Patents
Patents, which are granted by the U.S. Patent and
Trademark Office, protect new and useful inventions.
Patent rights last for about 20 years. If the patent is valid,
no one else may make, use, sell, or import the patented
invention in the United States during that period without
permission from the patent holder.

Pharmaceutical manufacturers may patent a drug's active
ingredient, drug formulations, methods of using a drug,
devices to administer a drug, and methods of making a drug
(among other things). A single brand-name drug may be
protected by multiple patents that expire at different times.
Orange Book Patents and Use Codes
An NDA sponsor must submit to FDA information on any
patent that either (1) claims the drug (i.e., an active
ingredient, formulation, or composition patent) or
(2) claims a method of using the drug for which FDA
approval is sought.
For method-of-use patents, FDA regulations require the
NDA sponsor to include a description of the patent and
information on whether the patent claims one or more
FDA-approved methods of using the drug. This description
must be adequate to assist future ANDA filers in
determining whether the patent covers a given approved use
(i.e., a drug's indication). The description provided by the
NDA sponsor on method-of-use patents is known as a use
code. The NDA sponsor must also identify the sections of
the proposed drug label that describe the method(s) of use
claimed by the patent. If the drug is approved, FDA
publishes the patent information and use codes (along with
any updates) in a resource known as the Orange Book.
The Orange Book lists all FDA-approved nonbiologic
drugs, along with therapeutic equivalence evaluations and
information on drug patents and other exclusivities. For
more information, see CRS In Focus IF12644, Patent
Listing in FDA 's Orange Book.
FDA views its authority over patent information in the
Orange Book as ministerial. That is, FDA does not
independently verify the accuracy of use codes and other
patent information; FDA merely publishes it in the Orange
Book. NDA sponsors must declare, however, that the patent
information they submit is accurate and complete.
ANDAs and Patent Cert fncation
Paragraph - V Certifications
Under Hatch-Waxman, ANDA filers must usually make a
certification for each patent listed in the Orange Book for
the drug at issue. For example, ANDA filers may certify
that there are no patents listed for the drug or that all the
listed patents are expired. In that case, FDA may approve
the ANDA whenever its review is complete.
ANDA filers may also may make what is called a
paragraph IV certification: a claim that the patent is either
invalid, or would not be infringed (i.e., violated) by the
ANDA filer making and selling the generic drug. Paragraph
IV certifications often lead to patent litigation in federal

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