About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline



1 1 (October 13, 2016)

handle is hein.crs/govceus0001 and id is 1 raw text is: 




FF.ri E~$~                                &


                                                                                         Updated October 13, 2016

United Nations Issues: Appointing the U.N. Secretary-General


The second five-year term of United Nations (U.N.)
Secretary-General (SG) Ban Ki-moon ends on December
31, 2016. For the past several months, the U.N. Security
Council and General Assembly have considered candidates
to serve as the ninth SG. On October 6, the Council
recommended Ant6nio Guterres of Portugal, and the
Assembly appointed him on October 13. Guterres served as
the Prime Minister of Portugal from 1995 to 2002 and as
the U.N. High Commissioner for Refugees from 2005 to
2015. His term will begin on January 1, 2017.

The United States maintains a significant interest in the SG
appointment process, with the hope that the perspectives
and policies of the new SG align with U.S. foreign policy
and national security priorities. As one of five permanent
members of the Council with veto power, it has
considerable influence in the selection of the SG.


The duties of the SG are both administrative and political.
Article 97 of the U.N. Charter describes the SG as the
chief administrative officer of the United Nations and
head of the U.N. Secretariat. His or her administrative
responsibilities include recruiting and hiring staff,
coordinating with U.N. entities, preparing the
organization's budget, and reporting to the General
Assembly. The political functions of the office often fall
under Article 99 of the Charter, which authorizes the SG to
bring to the attention of the Security Council any matter
which in his opinion may threaten the maintenance of
international peace and security. In addition, Article 98
states that the SG shall perform such other functions as are
entrusted to him or her by the Council, Assembly, and
other U.N. bodies. In practice, these guidelines have
provided the SG with opportunities to use his influence and
good offices-which draw on the perceived
independence, moral authority, and impartiality of the
position-to bring attention, publicly or privately, to
conditions or events that might threaten global peace and
security. Over the years, SGs have defined and adapted
their role to address challenges faced during their tenure.


Pursuant to Article 97 of the U.N. Charter, the SG shall be
appointed by the General Assembly upon the
recommendation of the Security Council. Additional
processes and procedures were adopted by the General
Assembly in 1946 (resolution 1 (1)) and in subsequent
resolutions and documents. Many procedures have also
been implemented through precedent and practice.

Security Council. The 15-member Security Council is the
primary U.N. body responsible for selecting the SG.
According to Assembly resolution 11 (1), it is desirable for
the Council to recommend one candidate to the Assembly


for consideration. The Council's deliberations generally
occur in private meetings, with decisions taken by secret
ballot by an affirmative vote from at least seven Council
members, including the five permanent members (P-5).
When a decision is made, the Council adopts a resolution
recommending a candidate; generally, the resolution is
considered during a private Council meeting.

In years when there have been multiple candidates, the
Council has developed the practice of conducting informal
straw polls to indicate member states' initial level of
support for individuals. (In the current process, Guterres
won all six straw polls held by the Council.) In years when
there has been one candidate (for example, when an SG is
being considered for a second term), the Council generally
adopts a resolution without prior polling, usually by
acclamation. Following the adoption of the Council's
resolution, the Council President writes a letter informing
the Assembly President of its recommendation.

General Assembly. With few exceptions, the Assembly's
role in the selection of the SG has been limited to adopting
a resolution appointing the Security Council's
recommended candidate. To date, the Assembly has not
challenged the Council's recommendation. Resolution 11 (1)
provides that the Assembly may adopt the Council's
recommendation by secret ballot by a simple majority vote.
In practice, the Assembly has held a public meeting to
appoint the SG by acclamation.

Term length. Assembly resolution 11 (J) specifies that the
SG shall serve a five-year term, with the possibility of
reappointment for a second term. It also states that the
Council and Assembly are free to modify the term length of
future SGs. The term start and end dates (usually January 1
to December 31) are typically included in the Council
resolution recommending appointment. With the exception
of Boutros Boutros-Ghali, whose second term was vetoed
by the United States, every SG has been reappointed for a
second term. The length of terms has varied depending on
circumstances and events (see Table 1).

Timing. The timeline of the SG selection is not specified in
the U.N. Charter or Assembly resolution 11(I); instead, the
process is based on custom and practice and has varied
depending on the circumstances of the appointment. In
general, when the current SG's term is scheduled to end on
December 31, the Security Council has recommended
appointment of a new SG between October and December
of that year. The Council has recommended reappointment
of a current SG between June and December.

Increasingly, the Council has recognized the benefits of
providing a new SG with sufficient transition time. The
appointment of Ban Ki-Moon in October 2006, nearly three


.O 'T


gognpo               goo
g
               , q
'S
a  X
11LULANJILiN,