About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline



1 [1] (November 22, 2019)

handle is hein.crs/govbbtq0001 and id is 1 raw text is: 











Firearms-Related Appropriations Riders


10                  gm
0
ILI


    November  22, 2019


Congress's spending power gives it substantial control over
the activities of executive branch agencies. For instance,
through appropriations riders, Congress can direct agencies
to engage, or to refrain from engaging, in particular
activities in order to receive appropriated funds. Over the
years, Congress has inserted several firearms-related riders
into appropriations bills. Perhaps the most well-known
riders are the Dickey and Tiahrt Amendments, in reference
to the Members of Congress who first advanced them. Still
in force today, these riders restrict agencies within the
Department of Health and Human Services (HHS) and the
Department of Justice (DOJ) from engaging in certain
activities related to federal firearms regulation.

The   Dickey Amendment
For FY1997, Congress considered various ways of
restricting the Centers for Disease Control and Prevention
(CDC)  from certain firearms-related activities. A precursor
bill to the eventual omnibus appropriations act proposed
reducing the CDC's budget by $2.6 million-the same
amount the CDC  reportedly spent on gun violence research
in the previous fiscal year. See H.R. REP. No. 104-659, at
49 (1996) (Comm. Rep.). The funds remained intact in the
omnibus appropriations bill, Pub. L. No. 104-208, 110 Stat.
3009-244 (1996), but, in the accompanying report,
Congress earmarked the same dollar amount ($2.6 million)
for the study of traumatic brain injuries, H.R. REP. No. 104-
863, at 1040 (1996) (Conf. Rep.).

Representative Dickey introduced a proviso stating that
none of the funds made available for injury prevention and
control at the Centers for Disease Control and Prevention
may be used to advocate or promote gun control. Pub. L.
No. 104-208, 110 Stat. 3009-244 (1996). As a rationale for
the measure, now known as the Dickey Amendment, he
contended that the CDC's previous recommendations
related to firearms display [ed] an emotional antigun
agenda amounting to inappropriate federally funded
political advocacy. 142 CONG. REC. H16, 804-05 (daily ed.
July 11, 1996) (statement of Rep. Dickey).

Congress has included the Dickey Amendment (or similar
language) in the CDC appropriations for each subsequent
year. Since 2011, Congress has extended the funding
restriction to all agencies within HHS. See, e.g., Pub. L. No.
115-245 § 210, 132 Stat. 2981, 3090 (2018); FY, 125 Stat.
786, 1085 (2011).

HHS  agencies disagree on exactly how much the Dickey
Amendment   actually limits them from researching gun
violence. In a 2017 report to congressional requesters, the
Government  Accountability Office (GAO) recounted the
CDC's  interpretation of the Dickey Amendment:


    CDC   officials said that after the restriction was
    enacted, the agency interpreted it as a prohibition of
    activities related to gun control advocacy, but not as
    a restriction of activities that supported firearm
    injury-related data  collection and   scientific
    research. However, CDC   officials added that the
    agency has limited its firearm-related research over
    time because, in 1997, its budget was reduced by an
    amount equal to what the agency had spent on such
    research, and  because  it learned that further
    reductions were possible if the research continued.
U.S.  Gov'T  ACCOUNTABILITY OFF., GAO-17-665,
PERSONAL  FIREARMS: PROGRAMS   THAT PROMOTE   SAFE
STORAGE  AND  RESEARCH  ON THEIR EFFECTIVENESS  20
(2017).
Though  the National Institutes of Health (NIH) is also
subject to the Dickey Amendment, that agency reported to
the GAO  that it does not view the Dickey Amendment as so
limiting. See id. The GAO explained, NIH continues to
have a broad research portfolio that supports violence
prevention, including firearm safety, albeit subject to
funding instability. See id.

In recent years, public officials have sought to clarify the
Dickey Amendment's  limiting effect. For instance, in a
January 2013 presidential memorandum to the Secretary of
Health and Human  Services, Engaging in Public Health
Research on the Causes and Prevention of Gun Violence,
President Obama directed the CDC to conduct or sponsor
research into the causes of gun violence and ways to
prevent it . . . consistent with applicable law and subject to
the availability of appropriations. This directive implies
that the executive branch did not interpret the Dickey
Amendment   as precluding the CDC from studying gun
violence altogether. That view is consistent with an
explanatory statement incorporated into the FY2018
omnibus; Congress remarked that, notwithstanding the
Dickey Amendment,  the Secretary of Health and Human
Services has stated the CDC has the authority to conduct
research on the causes of gun violence. Pub. L. No. 115-
141 § 4, 132 Stat. 348, 350 (2018); 164 CONG. REC. H2700
(daily ed. Mar. 22, 2018) (explanatory statement submitted
by Rep. Frelinghuysen).

The House-passed appropriations bill for HHS for FY2020,
H.R. 2740, explicitly allocates $25 million to the CDC for
firearm injury and mortality prevention research. An
identical amount was earmarked for NIH behavioral
research, and an accompanying House report explained that
this should include research to prevent self-directed
violence, but firearms were not expressly mentioned. See H.
REPT. 116-62 (2019). At the same time, however, a
provision of the bill applicable to these sections contains