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Preliminary Draft No. 2 i (September 1, 2026)

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                                      ALI
                                 THE AMERICAN LAW INSTITUTE



                          PRINCIPLES OF THE LAW

COMPLIANCE, ENFORCEMENT, AND RISK MANAGEMENT FOR

CORPORATIONS, NONPROFITS, AND OTHER ORGANIZATIONS





                            Preliminary Draft No. 2

                                  (September 1, 2016)


SUBJECTS  COVERED


CHAPTER 1 Definitions and Scope (revised)
CHAPTER 2 Subject Matter, Objectives, and Interpretation (revised)
CHAPTER 3 Governance
CHAPTER 4 Risk Management
CHAPTER 5 Compliance (revised)
CHAPTER 6 Enforcement [to come]
APPENDIX  Black Letter of Preliminary Draft No. 2


          THE EXECUTIVE OFFICE
        THE AMERICAN LAw INSTITUTE
           4025 Chestnut Street
        Philadelphia, PA 19104-3099
Telephone: (215) 243-1626 * Fax: (215) 243-1636
E-mail: ali@ali.org * Website: http://www.ali.org


     @2016 BY THE AMERICAN LAw INSTITUTE
            ALL RIGHTS RESERVED


This document is submitted to the Advisers for their meeting on September 22, 2016, and to the Members
Consultative Group for their meeting on September 23, 2016, both meetings at the ALI 4th floor Conference Center,
4025 Chestnut Street, Philadelphia, Pennsylvania. As of the date it was printed, this draft had not been considered
by the Council or membership of The American Law Institute, and therefore does not represent the position of the
Institute on any of the issues with which it deals.
                                   @ by The American Law Institute
                                 Preliminary Draft - material not approved