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1 Broker-Dealer Regulation: ALI-ABA Course of Study Materials i (2004)

handle is hein.ali/broekdae0001 and id is 1 raw text is: 




SJ057


course       of   study      materials

AMERICAN LAW INSTITUTE-AMERICAN BAR ASSOCIATION
COMMITTEE ON CONTINUING PROFESSIONAL EDUCATION


Copyright Q 2004 by The American Law Institute


800-CLE-NEWS I www.ali-aba.org


     Broker-Dealer

     Regulation







)    January 8-9, 2004
     Washington, D.C.


N    Cosponsored by
     the Securities Law Committee of the
     Federal Bar Association