About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline

LOG IN
LOG IN


PRELIMINARY DRAFT 21 i (November 1, 1976)

handle is hein.ali/alifs0031 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL - PUBLIC DISCLOSURE IS PROHIBITED* (Not to be sold, offered for sale, or otherwise published) THE AMERICAN LAW INSTITUTE FEDERAL SECURITIES CODE PRELIMINARY DRAFT NO. 21 Subjects Covered: Part I. Legislative Findings and Declarations Part IXC. Broker-Dealer Insolvency Part XI. Investment Companies Subi-itted to the Consuttant6 and Advisers for the FedeLal Securities Code 4o& discussion at their mneeting oii Decemrnber 2 (at 10:00 A.M.), 3, and 4, 1976 at The Westbury, 69th aiid Madison Avenue, New York, New Vork. November 1, 1976 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 *This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole purpose of study and criticism. It has not been promulgated or approved by the Council or the mem- bers of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally circulated or distributed, nor should it be quoted from or cited or its substance disclosed in any public address or writing.