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PRELIMINARY DRAFT 12 [i] (December 21, 1973)

handle is hein.ali/alifs0019 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL - PUBLIC DISCLOSURE IS PROHIBITED*' (Not to be sold, offered for sale, or otherwise published) THE AMERICAN LAW INSTITUTE/ FEDERAL SECURITIES CODE Cf PRELIMINARY DRAFT NO. 12 Subjects Covered: PART II - DEFINITIONS PART III - EXEMPTIONS PART V - DISTRIBUTIONS PART XV - ADMINISTRATION AND ENFORCEMENT PART XVI - SCOPE OF TIHE CODE PART XVII - GENERAL Submitted to the Committee on Federal Regulation of Securities of the Section of Corporation, Banking and Business Law of the American Bar Association and to the Consultants and Advisers for the Federal Securities Code Project for Discussion at a Meeting on January 11 (at 10:00 A.M.) and January 12, 1974 at the Shoreham Americana Hotel in Washington, D.C. December 21, 1973 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 *This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole pur- pose of study and criticism. It has not been promulgated or approved by the Council or the members of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally circulated-or dis- tributed, nor should it be quoted from or cited or its substance disclosed in any public address or writing.