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PRELIMINARY DRAFT 11 [i] (October 18, 1973)

handle is hein.ali/alifs0018 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL PUBLIC DISCLOSURE IS PROHIBITED* (Not to be sold, offered for sale, or otherwise published) THE-AMERICAN LAW INSTITUTE FEDERAL SECURITIES CODE C PRELIMINARY DRAFT NO. Ii Subjects Covered: PART I - NECESSITY OF REGULATION PART II - DEFINITIONS PART III - EXEMPTIONS PART V PART XV - DISTRIBUTIONS - ADMINISTRATION AND ENFORCEMENT PART XVI - SCOPE OF THE CODE PART XVII - MISCELLANEOUS Submitted to the Consultants and Advisers for Discussion at a Meeting on November 16, 17, and 18, 1973 October 18, 1973 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 *This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole pur- pose of study and criticism. It has not been promulgated or approved by the Council or the members of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally circulated or dis- tributed, nor should it be quoted from or cited or its substance disclosed in any public address or writing.