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PRELIMINARY DRAFT 10 [i] (October 8, 1973)

handle is hein.ali/alifs0017 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL - PUBLIC DISCLOSURE IS PROHIBITED* (Nlot to be sold, offered for sale, or otherwise published) THE AMERICAN LAW INSTITUTE FEDERAL SECURITIES CODE PRELIMINARY DRAFT NO. 10 Subjects covered: PART II. PART III. PART IV. PART V. PART VI. PART XIII. PART XIV. DEFINITIONS EXEMPTIONS ISSUER REGISTRATIO1 DISTRIBUTIONS POSTREGISTRATION PROVISIONS DECEPTIVE AND MANIPULATIVE ACTS CIVIL LIABILITY Submitted to the Consultants and Advisers for Discussion at a Meeting on November 16, 17, and 18, 1973 October 8, 1973 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 *This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole purpose of study and critism. It has not been promulgated or approved by the Council or the members of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally circulated or distributed, nor should it be quoted from or cited or its substance dis- closed in any public address or writing.