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PRELIMINARY DRAFT 9 [i] (March 16, 1973)

handle is hein.ali/alifs0016 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL - PUBLIC DISCLOSURE IS PROHIBITED* (Not to be sold, offered for sale, or otherwise published) TIlE AMERICAN LAW INSTITUTE Subjects Covered: PART I. PART II. PART III. PART V. PART XV. PART XVI. FEDERAL SECURITIES CODE PRELIMINARY DRAFT NO. 9 NECESSITY OF REGULATION DEFINITIONS EXEMPTIONS DISTRIBUTIONS ADMINISTRATION AND ENFORCEMENT MISCELLANEOUS Submitted to the Consultants and Advisers for Discussion at a Meeting on April 13 and 14, 1973 March 16, 1973 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 *This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole pur- pose of study and criticism. It has not been promulgated or approved by the Council or the members of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally circulated or dis- tributed, nor should it be quoted from or cited or its substance disclosed in any public address or writing.