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PRELIMINARY DRAFT 3 [i] (August 6, 1971)

handle is hein.ali/alifs0010 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL - PUBLIC DISCLOSURE IS PROHIBITED* (Not to be sold, offered for sale, or otherwise published) THE AMERICAN LAW INSTITUTE FEDERAIL SECURITIES CODE TENTATIVE DRAFT NO. 1-E (PRELIMINARY DRAFT NO. 3) Subjects Covered: PART II. PART III. PART IV. PART V. PART VI. DEFINITIONS EXEMPTIONS ISSUER REGISTRATION DISTRIBUTIONS POST-REGISTRATION PROVISIONS Submitted to the Consultants and Advisers for the Federal Securities Code Project for Discussion at a Meeting on September 17 and 18, 1971 August 6, 1971 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 * This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole pur- pose of study and criticism. It has not been promulgated or approved by the Council or the members of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally circulated or dis- tributed nor should it be quoted from or cited or its substance disclosed in any public address or writing.