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PRELIMINARY DRAFT 1 [i] (May 4, 1970)

handle is hein.ali/alifs0008 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL - PUBLIC DISCLOSURE IS PROHIBITED* (Not to be sold, offered for sale, or otherwise published) FEDERAL SECURITIES CODE PRELIMINARY DRAFT 1JO. 1 Subjects Covered: PART PART PART II. III. IV. PART V. DEFINITIONS EXEMPTIONS REGISTRATION WITH RESPECT TO ISSUERS OF SECURITIES POST-REGISTRATION PROVISIONS To the Consultants and Advisers for the Federal Securities Code Project for Discussion at a Meeting on June 12 and 13, 1970 May 4, 1970 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 , This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole pur- pose of study and criticism. It has not been promul- gated or approved by the Council or the members of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally circulated or dis- tributed, nor should it be quoted from or citbd or its substance disclosed in any public address or writing.